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Immunotherapy and Nodal-Sparing Irradiation for T-Cell Induction and Unmasking of Tumor Antigenicity in the Microenvironment for Head and Neck Cancer

  • PhasePhase 2
  • StatusRecruiting
  • Planned enrollment20 people
  • Recruiting US sites1
  • SponsorMedical College of Wisconsin
  • RegistryNCT07773987

Recruitment re-checked on ClinicalTrials.gov Oct 30, 2026. Public record; not medical advice.

Immunotherapy and Nodal-Sparing Irradiation for T-Cell Induction and Unmasking of Tumor Antigenicity in the Microenvironment for Head and Neck Cancer: a one-minute explainerNCT077739871 min

Eligibility

Who can join

The film gives the main points. The full list below is copied from the registry; the study team makes the final decision.

  • Age18 Years to no maximum
  • SexAll
  • Healthy volunteersNo

You may be able to join if

  • Patients 18 years or older.
  • Patients with surgically resectable squamous cell carcinoma of the oral cavity or HPV-negative squamous cell carcinoma of the oropharynx. Resectability will be determined by the treating surgeon. Patients must have locoregionally advanced disease defined by clinical T3-4 staging and/or clinical node positive staging.
  • A CPS score of at least 1 on initial biopsy.
  • Zubrod, or Eastern Cooperative Oncology Group (ECOG) performance status 0-2.
  • Pregnancy. It is not known what effects this treatment has on human pregnancy or development of the embryo or fetus. Therefore, female patients participating in this study should avoid becoming pregnant, and male patients should avoid impregnating a female partner. Non-sterilized female patients of reproductive age and male patients should use effective methods of contraception through defined periods during and after study treatment as specified below.
  • Female patients must meet one of the following:
  • Postmenopausal for at least one year before the screening visit, OR
  • Surgically sterile (i.e., undergone a hysterectomy or bilateral oophorectomy), OR
  • If subject is of childbearing potential (defined as not satisfying either of the above two criteria):
  • Agree to practice two effective methods of contraception (combination methods requires use of two of the following: diaphragm with spermicide, cervical cap with spermicide, contraceptive sponge, male or female condom, hormonal contraceptive, intrauterine device, etonogestrel implant, etc.) from the time of signing of the informed consent form through 90 days after the last dose of study agent, AND
  • Must also adhere to the guidelines of any treatment-specific pregnancy prevention program, if applicable, OR
  • Agree to practice true abstinence when this is in line with the preferred and usual lifestyle of the subject. (Periodic abstinence [e.g., calendar, ovulation, symptom-thermal, post ovulation methods] and withdrawal are not acceptable contraception methods).
  • Male patients, even if surgically sterilized (i.e., status post vasectomy), must agree to one of the following:
  • Practice effective barrier contraception during the entire study treatment period and through 90 days after the last study drug dose, OR
  • Must also adhere to the guidelines of any study-specific pregnancy prevention program, if applicable, OR
  • Agree to practice true abstinence when this is in line with the preferred and usual lifestyle of the subject. (Periodic abstinence [e.g., calendar, ovulation, symptom-thermal, post ovulation methods] and withdrawal are not acceptable methods of contraception.) - Ability to understand a written informed consent document, and the willingness to sign it.

You cannot join if

  • HPV-positive squamous cell carcinoma of the oropharynx.
  • Tumor inaccessible for clinic-based biopsy as determined by the treating surgeon.
  • Solid organ transplant requiring chronic immunosuppression.
  • Autoimmune disease requiring use of steroids or chronic immunosuppression.
  • Prior invasive malignancy within the past 3 years (except for T1a surgically treated melanoma with negative margins, any early-stage non-melanomatous skin cancer, early-stage prostate cancer, or differentiated thyroid cancer). Patients with benign non-metastasizing tumors are eligible.
  • Life expectancy less than 12 months.
  • Performance status Zubrod ≥ 3.
  • Patients with prior external beam radiation therapy (RT) to the head and neck that overlaps the expected treatment fields.
  • a. Note: Patients receiving prior Iodine-131 therapy will be eligible.
  • Prior systemic therapy, including cytotoxic chemotherapy, biologic/targeted therapy, or immune therapy for the study cancer.
  • Body weight ≤ 30 kg.
  • Any of the following severe laboratory abnormalities within 30 days of registration, unless corrected prior to it:
  • Sodium < 125 mmol/L or > 155 mmol/L
  • Potassium < 3.5 mmol/L or > 6 mmol/L
  • Glucose > 400 mg/dl
  • Serum calcium (ionized or adjusted for albumin) < 7 mg/dl or > 12.5 mg/dl
  • Magnesium < 0.9 mg/dl or > 3 mg/dl
  • Unstable angina and/or congestive heart failure requiring hospitalization within three months of registration.
  • Transmural myocardial infarction within three months of registration.
  • Medical or psychiatric illness that would compromise the patient's ability to tolerate treatment or limit compliance with study requirements.
  • Pregnancy or women of childbearing potential and men who are sexually active and not willing/able to use medically acceptable forms of contraception during treatment and for 6 months after radiation. This exclusion is necessary because the treatment involved in this study may be significantly teratogenic. Women who are breastfeeding are also excluded.

The treatment

How it is intended to work

This is how the treatment is meant to work. Whether it helps, and how safe it is, is what this trial is testing.

pembrolizumab. A humanized monoclonal immunoglobulin (Ig) G4 antibody directed against human cell surface receptor PD-1 (programmed death-1 or programmed cell death-1) with potential immune checkpoint inhibitory and antineoplastic activities. Upon administration, pembrolizumab binds to PD-1, an inhibitory signaling receptor expressed on the surface of activated T cells, and blocks the binding to and activation of PD-1 by its ligands, which results in the activation of T-cell-mediated immune responses against tumor cells. The ligands for PD-1 include programmed cell death ligand 1 (PD-L1), overexpressed on certain cancer cells, and programmed cell death ligand 2 (PD-L2), which is primarily expressed on APCs. Activated PD-1 negatively regulates T-cell activation and plays a key role in in tumor evasion from host immunity. NCI Drug Dictionary

Treatments listed in the registry

  • Pembrolizumab (Drug): All patients will undergo induction with pembrolizumab (200 mg) given intravenously every three weeks for two cycles prior to radiation and two cycles after radiation.
  • Radiotherapy (Radiation): All patients will receive 7 Gy daily for 5 fractions to gross disease.
  • ENI (Radiation): Patients receiving ENI will be treated to 5.4 Gy daily to the elective nodal basins for 5 fractions concurrent with treatment to gross disease.
  • Surgery (Procedure): Patients will be scheduled for surgery at ten weeks (-7 days) after radiation to allow for maximal tumor regression and healing of any radiation-related mucositis. Surgical resection will be tailored to the treatment response.

The study

Treatment groups

Randomized · Parallel · masking: Single

INITIUM regimen using ENI (Experimental)

The INITIUM regimen includes two cycles of induction therapy with pembrolizumab, followed by pre-operative hypofractionated radiation (7 Gy × 5 fractions) and two additional cycles of pembrolizumab. Patients will receive ENI to non-clinically and radiographically involved draining nodal basins.

INITIUM regimen without ENI (Experimental)

The INITIUM regimen includes two cycles of induction therapy with pembrolizumab, followed by pre-operative hypofractionated radiation (7 Gy × 5 fractions) and two additional cycles of pembrolizumab. Patients will NOT receive ENI to non-clinically and radiographically involved draining nodal basins.

What it involves

Procedures

As the registry describes them. Requirements to join, such as a tissue sample, are in the eligibility list above even when on-study procedures are optional. Ask the study team which steps apply to you.

  • biopsy: Part of the study plan
  • MRI: Part of the study plan
  • questionnaires: Part of the study plan
  • surgery: Part of the study plan
  • radiation: Part of the study plan

Goals

What the study measures

Main goals

  • Pathologic complete response (pCR) rate to INITIUM-HN with and without ENI. (Up to 10 weeks post-radiation therapy)

Planned enrollment: 20 (estimated).

Where

Recruiting US sites

  • Froedtert & the Medical College of Wisconsin, Milwaukee, Wisconsin

Site status as of Oct 30, 2026. Check the live record before contacting a site.

Sources

Where this comes from

Registry record reviewed as fetched Oct 30, 2026, last updated by the sponsor Oct 18, 2026. Public record; not medical advice.

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